Industry Advisories - Financial Regulation

The Office of the Commissioner of Financial Regulation issues advisories for the industries and activities regulated by the Commissioner, including but not limited to licensed or registered financial service businesses and state-chartered financial institutions. Advisories provide time-sensitive regulatory notifications or policy-related guidance.

Most advisories are available for one to two years after issuance; certain policy-related advisories will remain indefinitely (or until they are determined to be no longer relevant). All advisories are downloadable as a pdf unless otherwise indicated.

Subscribe to receive OCFR advisories here. Please add “md-dllr-ocfr@info.maryland.gov” to your email contacts to help prevent OCFR communications from being blocked by your email provider’s security features.

* Amended and/or restated by a subsequent advisory.

Industry Advisories Issued Before the Current Calendar Year