Enforcement Actions - Financial Regulation
In faithful execution of legislative mandates and under the law enforcement authorities vested with the Commissioner, the Office of the Commissioner of Financial Regulation (the “Office”) engages in enforcement efforts to address violations of law, unlicensed financial services activity, predatory and illicit behavior, and other misconduct by regulated entities. In furtherance of this enforcement function, the Office publishes public enforcement actions on this webpage.
Enforcement actions are available in Portable Document Format (PDF) for calendar years 2011 to the present (download Adobe Acrobat for free). If you wish to obtain a copy of an enforcement action for which a PDF is not available or need other assistance, please send an e-mail to legaladmin.DLLR@maryland.gov.
NOTE: To Search for an enforcement action for a specific individual or business entity, please enter the individual or business entity's name in the search field on the page that opens when you click on this link.Enforcement Actions 2022 | |||
Date | Type of Order | Regulated Activity | Case Name |
12/14/2022 |
Consent Order |
Banking |
IN THE MATTER OF FORBRIGHT BANK, POTOMAC, MARYLAND (PDF) |
08/29/2022 |
Summary Order to Cease and Desist and Order to Produce |
Consumer Lending/Credit UnionActivities |
IN THE MATTER OF BANGLADESH CHRISTIAN COOPERATIVE SOCIETY, LLC (PDF) |
07/13/2022 |
Settlement Agreement and Consent Order |
Mortgage Assistance Relief Services |
IN THE MATTER OF PHANTOM VENTURES INC. d/b/a DIRECT SERVICES-FINANCIAL COUNSELING GROUP.COM, and PAYAM P. MANTIVAR, and VECK MATIN (PDF) |
06/07/2022 |
Settlement Agreement and Consent Order |
Consumer Lending |
IN THE MATTER OF TEMPOE, LLC, d/b/a WHY NOT LEASE IT and SMART PAY LEASING, INC. (PDF) |
04/28/2022 |
Settlement Agreement and Consent Order |
Debt Management |
In the Matter of Jordan Christopher Walsh, Awah Sarah Omar, and Document Management Services (PDF) |
04/25/2022 |
Final Order |
Consumer Lending |
In the Matter of American Web Loan, Inc., et al. (PDF) |
02/02/2022 | Settlement Agreement and Consent Order | Mortgage Loan Originating | IN THE MATTER OF DANNY YEN d/b/a REAL ESTATE EDUCATIONAL SERVICES, WENDY YEN, DAT YEN a/k/a PAT YEN (PDF) |
1/15/2022 | Settlement Agreement and Consent Order | Mortgage Loan Originating | IN THE MATTER OF BRIAN SCHIELE (PDF) |
View Enforcement Actions by Year
- Enforcement Actions for 2022
- Enforcement Actions for 2021
- Enforcement Actions for 2020
- Enforcement Actions for 2019
- Enforcement Actions for 2018
- Enforcement Actions for 2017
- Enforcement Actions for 2016
- Enforcement Actions for 2015
- Enforcement Actions for 2014
- Enforcement Actions for 2013
- Enforcement Actions for 2012
- Enforcement Actions for 2011
- Enforcement Actions for 2010
- Enforcement Actions for 2009
- Enforcement Actions for 2008
- Enforcement Actions for 2007